fatcat Design Document (RFC)

Contact: Bryan Newbold bnewbold@archive.org. Last updated 2018-08-10

fatcat is a proposed open bibliographic catalog of written works. The scope of works is somewhat flexible, with a focus on published research outputs like journal articles, pre-prints, and conference proceedings. Records are collaboratively editable, versioned, available in bulk form, and include URL-agnostic file-level metadata.

fatcat is currently used internally at the Internet Archive, but interested folks are welcome to contribute to design and development.

Goals and Ecosystem Niche

For the Internet Archive use case, fatcat has two primary use cases:

In the larger ecosystem, fatcat could also provide:

Technical Architecture

The canonical backend datastore exposes a microservice-like HTTP API, which could be extended with gRPC or GraphQL interfaces. The initial datastore is a transactional SQL database, but this implementation detail is abstracted by the API.

As little "application logic" as possible should be embedded in this back-end; as much as possible would be pushed to bots which could be authored and operated by anybody. A separate web interface project talks to the API backend and can be developed more rapidly with less concern about data loss or corruption.

A cronjob will creae periodic database dumps, both in "full" form (all tables and all edit history, removing only authentication credentials) and "flattened" form (with only the most recent version of each entity).

A goal is to be linked-data/RDF/JSON-LD/semantic-web "compatible", but not necessarily "first". It should be possible to export the database in a relatively clean RDF form, and to fetch data in a variety of formats, but internally fatcat will not be backed by a triple-store, and will not be bound to a rigid third-party ontology or schema.

Microservice daemons should be able to proxy between the primary API and standard protocols like ResourceSync and OAI-PMH, and third party bots could ingest or synchronize the database in those formats.


The core fatcat database should only contain verifiable factual statements (which isn't to say that all statements are "true"), not creative or derived content.

The goal is to have a very permissively licensed database: CC-0 (no rights reserved) if possible. Under US law, it should be possible to scrape and pull in factual data from other corpuses without adopting their licenses. The goal here isn't to avoid attribution (provenance information will be included, and a large sources and acknowledgments statement should be maintained and shipped with bulk exports), but trying to manage the intersection of all upstream source licenses seems untenable, and creates burdens for downstream users and developers.

Special care will need to be taken around copyright, "original work" by editors, and contributions that raise privacy concerns. If abstracts are stored at all, they should be in a partitioned database table to prevent copyright contamination. Likewise, even simple user-created content like lists, reviews, ratings, comments, discussion, documentation, etc., should live in separate services.

Basic Editing Workflow and Bots

Both human editors and bots should have edits go through the same API, with humans using either the default web interface, integrations, or client software.

The normal workflow is to create edits (or updates, merges, deletions) on individual entities. Individual changes are bundled into an "edit group" of related edits (eg, correcting authorship info for multiple works related to a single author). When ready, the editor would "submit" the edit group for review. During the review period, human editors vote and bots can perform automated checks. During this period the editor can make tweaks if necessary. After some fixed time period (72 hours?) with no changes and no blocking issues, the edit group would be auto-accepted if no merge conflicts have be created by other edits to the same entities. This process balances editing labor (reviews are easy, but optional) against quality (cool-down period makes it easier to detect and prevent spam or out-of-control bots). More sophisticated roles and permissions could allow some certain humans and bots to push through edits more rapidly (eg, importing new works from a publisher API).

Bots need to be tuned to have appropriate edit group sizes (eg, daily batches, instead of millions of works in a single edit) to make human QA review and reverts manageable.

Data provenance and source references are captured in the edit metadata, instead of being encoded in the entity data model itself. In the case of importing external databases, the expectation is that special-purpose bot accounts are be used, and tag timestamps and external identifiers in the edit metadata. Human editors would leave edit messages to clarify their sources.

A style guide (wiki) and discussion forum would be hosted as separate stand-alone services for editors to propose projects and debate process or scope changes. These services should have unified accounts and logins (oauth?) to have consistent account IDs across all mediums.

Global Edit Changelog

As part of the process of "accepting" an edit group, a row would be written to an immutable, append-only log table (which internally could be a SQL table) documenting each identifier change. This changelog establishes a monotonically increasing version number for the entire corpus, and should make interaction with other systems easier (eg, search engines, replicated databases, alternative storage backends, notification frameworks, etc.).


A fixed number of first-class "entities" are defined, with common behavior and schema layouts. These are all be semantic entities like "work", "release", "container", and "creator".

fatcat identifiers are semantically meaningless fixed-length random numbers, usually represented in case-insensitive base32 format. Each entity type has its own identifier namespace.

128-bit (UUID size) identifiers encode as 26 characters (but note that not all such strings decode to valid UUIDs), and in the backend can be serialized in UUID columns:


In comparison, 96-bit identifiers would have 20 characters and look like:


A 64-bit namespace would probably be large enough, and would work with database Integer columns:


The idea would be to only have fatcat identifiers be used to interlink between databases, not to supplant DOIs, ISBNs, handle, ARKs, and other "registered" persistent identifiers.

Entities and Internal Schema

Internally, identifiers would be lightweight pointers to "revisions" of an entity. Revisions are stored in their complete form, not as a patch or difference; if comparing to distributed version control systems, this is the git model, not the mercurial model.

The entity revisions are immutable once accepted; the editing process involves the creation of new entity revisions and, if the edit is approved, pointing the identifier to the new revision. Entities cross-reference between themselves by identifier not revision number. Identifier pointers also support (versioned) deletion and redirects (for merging entities).

Edit objects represent a change to a single entity; edits get batched together into edit groups (like "commits" and "pull requests" in git parlance).

SQL tables would probably look something like the (but specific to each entity type, with tables like work_revision not entity_revision):

    id (uuid)
    current_revision (entity_revision foreign key)
    redirect_id (optional; points to another entity_ident)

    <entity-specific fields>
    extra: json blob for schema evolution

    ident (entity_ident foreign key)
    new_revision (entity_revision foreign key)
    previous_revision (optional; points to entity_revision)
    extra: json blob for provenance metadata

    extra: json blob for provenance metadata

Additional entity-specific columns would hold actual metadata. Additional tables (which would reference both entity_revision and entity_id foreign keys as appropriate) would represent things like authorship relationships (creator/release), citations between works, etc. Every revision of an entity would require duplicating all of these associated rows, which could end up being a large source of inefficiency, but is necessary to represent the full history of an object.


The goal is to capture the "scholarly web": the graph of written works that cite other works. Any work that is both cited more than once and cites more than one other work in the catalog is very likely to be in scope. "Leaf nodes" and small islands of intra-cited works may or may not be in scope.

Overall focus is on written works, with some exceptions. The expected core focus (for which we would pursue "completeness") is:

journal articles
academic books
conference proceedings
technical memos
well-researched blog posts
web pages (that have citations)
"white papers"

Possibly in scope:

magazine articles
notable mailing list postings
government documents
presentations (slides, video)
well-researched wiki pages

Probably not:

court cases and legal documents
newspaper articles
social media
published poetry

Definitely not:

audio recordings
tv show episodes
musical scores

Author, citation, and work disambiguation would be core tasks. Linking pre-prints to final publication is in scope.

I'm much less interested in altmetrics, funding, and grant relationships than most existing databases in this space.

fatcat would not include any fulltext content itself, even for cleanly licensed (open access) works, but would have "strong" (verified) links to fulltext content, and would include file-level metadata (like hashes and fingerprints) to help discovery and identify content from any source. File-level URLs with context ("repository", "author-homepage", "web-archive") should make fatcat more useful for both humans and machines to quickly access fulltext content of a given mimetype than existing redirect or landing page systems. So another factor in deciding scope is whether a work has "digital fixity" and can be contained in a single immutable file.


Loosely following FRBR (Functional Requirements for Bibliographic Records), but removing the "manifestation" abstraction, and favoring files (digital artifacts) over physical items, the primary entities are:

    <a stub, for grouping releases>

release (aka "edition", "variant")
    publication/peer-review status
    <published> date
    <variant-of> work
    <published-in> container
    <has-contributors> creator
    <citation-to> release
    <has> identifier

file (aka "digital artifact")
    <instantiates> release
    <found-at> URLs

creator (aka "author")

container (aka "venue", "serial", "title")
    open-access policy
    peer-review policy
    <has> aliases, acronyms
    <about> subject/category
    <has> identifier
    <published-in> container
    <published-by> publisher

Controlled Vocabularies

Some special namespace tables and enums would probably be helpful; these could live in the database (not requiring a database migration to update), but should have more controlled editing workflow... perhaps versioned in the codebase:

These could also be enforced by QA bots that review all editgroups.

Unresolved Questions

How to handle translations of, eg, titles and author names? To be clear, not translations of works (which are just separate releases), these are more like aliases or "originally known as".

Are bi-directional links a schema anti-pattern? Eg, should "work" point to a "primary release" (which itself points back to the work)?

Should identifier and citation be their own entities, referencing other entities by UUID instead of by revision? Not sure if this would increase or decrease database resource utilization.

Should contributor/author affiliation and contact information be retained? It could be very useful for disambiguation, but we don't want to build a huge database for spammers or "innovative" start-up marketing.

Can general-purpose SQL databases like Postgres or MySQL scale well enough to hold several tables with billions of entity revisions? Right from the start there are hundreds of millions of works and releases, many of which having dozens of citations, many authors, and many identifiers, and then we'll have potentially dozens of edits for each of these, which multiply out to 1e8 * 2e1 * 2e1 = 4e10, or 40 billion rows in the citation table. If each row was 32 bytes on average (uncompressed, not including index size), that would be 1.3 TByte on its own, larger than common SSD disks. I do think a transactional SQL datastore is the right answer. In my experience locking and index rebuild times are usually the biggest scaling challenges; the largely-immutable architecture here should mitigate locking. Hopefully few indexes would be needed in the primary database, as user interfaces could rely on secondary read-only search engines for more complex queries and views.

I see a tension between focus and scope creep. If a central database like fatcat doesn't support enough fields and metadata, then it will not be possible to completely import other corpuses, and this becomes "yet another" partial bibliographic database. On the other hand, accepting arbitrary data leads to other problems: sparseness increases (we have more "partial" data), potential for redundancy is high, humans will start editing content that might be bulk-replaced, etc.

There might be a need to support "stub" references between entities. Eg, when adding citations from PDF extraction, the cited works are likely to be ambiguous. Could create "stub" works to be merged/resolved later, or could leave the citation hanging. Same with authors, containers (journals), etc.

References and Previous Work

The closest overall analog of fatcat is MusicBrainz, a collaboratively edited music database. Open Library is a very similar existing service, which exclusively contains book metadata.

Wikidata seems to be the most successful and actively edited/developed open bibliographic database at this time (early 2018), including the wikicite conference and related Wikimedia/Wikipedia projects. Wikidata is a general purpose semantic database of entities, facts, and relationships; bibliographic metadata has become a large fraction of all content in recent years. The focus there seems to be linking knowledge (statements) to specific sources unambiguously. Potential advantages fatcat would have would be a focus on a specific scope (not a general-purpose database of entities) and a goal of completeness (capturing as many works and relationships as rapidly as possible). However, it might be better to just pitch in to the wikidata efforts.

The technical design of fatcat is loosely inspired by the git branch/tag/commit/tree architecture, and specifically inspired by Oliver Charles' "New Edit System" blog posts from 2012.

There are a whole bunch of proprietary, for-profit bibliographic databases, including Web of Science, Google Scholar, Microsoft Academic Graph, aminer, Scopus, and Dimensions. There are excellent field-limited databases like dblp, MEDLINE, and Semantic Scholar. There are some large general-purpose databases that are not directly user-editable, including the OpenCitation corpus, CORE, BASE, and CrossRef. I don't know of any large (more than 60 million works), open (bulk-downloadable with permissive or no license), field agnostic, user-editable corpus of scholarly publication bibliographic metadata.

RFC Changelog